Topic Other Reports

  • 2020 SEC Annual Report – Enforcement Division

    This is a great read to get some insight into SEC as they enforce the rules.  Learn some more about approach and what drivers are.

  • Company’s First ESG Report

    Here is a nice example of a Company’s first ESG report.   Just getting started is key.  

  • Form 14D-9 or 14D-9C

    Here is background information on a Form 14D-9 or 14D-9C filing with SEC. This filing is in regards to offers for a company.

  • CT Order

    Here is background information on a CT Order filing with SEC. This seems Confidential Treatment of certain information.

  • Form SD

    Here is an overview of SEC Form SD, which is focused on conflict minerals disclosure.

  • Executive Compensation Supplement

    This is a great summary of Executive Compensation. It was included as part of the proxy package sent to shareholders.

  • Giving Report – Example

    Here is a short 2-page report on Giving and Charitable Contributions for a company. Includes cash, in-kind and volunteer hours donated. Great to see.

  • Diversity and Inclusion Report – Example

    Here is a unique, yet powerful tool to show your company’s progress on diversity. This includes not only employee diversity, but also supplier diversity, recruiting military personnel, disability inclusion, among other information. Impressive.

  • PAC and Political Contributions Report – Example

    Here is another great example of a PAC and Political Contributions Report you can provide to the Street for ultimate transparency.

  • Political Contributions Report – Example

    Here is another great report to provide pure transparency to the Street. A great example of a detailed political contributions annual report. Good stuff.